Broker Check

Financial Review

Comprehensive Financial Review

  • Looks at where you are today.
  • Risk/Volatility – Does your personal risk tolerance match your investment portfolio risk?
  • Asset Allocation and Diversification – Is your investment portfolio properly diversified?
  • Investment Education – Answers provided for all your investment questions.
  • Insurance Review and Analysis of Life, Disability, and Long-Term Care Insurance – A comprehensive review of your insurance coverage to verify that you are properly insured.
  • Insurance Education – Answers provided for all your insurance questions.
  • Strategic Tax Consulting – Proactively identify opportunities to help you reduce taxes. Provide guidance on matters such as Roth IRA conversions and how investment income will affect your overall taxes.
  • Estate Planning Discussion and Review – Discussion on estate planning, legacy planning, and what happens if you become ill or incapacitated.

Financial Review Process:

Step #1: Introductory Meeting (estimated time: 30 minutes-1 hour) – complimentary

The introductory meeting is designed to determine whether our philosophy and process are a good match for what you need from a financial advisor.

Step #2: Discovery Meeting (estimated time: 1.5-2 hours)

The discovery meeting enables us to gather enough information to understand your goals, your finances, and everything else that we need to know to develop recommendations for you.  This takes into consideration your:

  • Personal finances
  • Investment goals
  • Time horizon
  • Risk tolerance
  • Income needs
  • Tax considerations
  • Performance expectations
  • Liquidity requirements
  • Insurance needs
  • Estate planning considerations

Step #3: Presentation Meeting (estimated time: 1-1.5 hours)

We review and discuss your financial position, investment portfolio strategy, investment allocation and diversification, risk analysis, and general recommendations.


Securities and Financial Planning are offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC